TikTok account “hsh_online69” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 28/06/2024)
TikTok account “hshsocial_3” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 28/06/2024)
TikTok account “hshsocial348” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 28/06/2024)
TikTok account “hsh.noline” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 28/06/2024)
TikTok account “hua_seng_heng333” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 28/06/2024)
Facebook page “Hua Seng Heng Gold Futures.” impersonates “HUA SENG HENG Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 28/06/2024)
Facebook page “งานฟรี สนใจทักแชท” impersonates “Webull Securities (Thailand) Co., Ltd.” : Unlicensed securities and derivatives business (Disclosure Date : 18/10/2024)
(ตลาดหลักทรัพย์แห่ง สปป. ลาว) พร้อมผู้บริหาร และคณะผู้บริหารจากบริษัท APMLAO Securities Co., Ltd. เนื่องในโอกาสเข้าเยี่ยมคารวะและหารือแนวทางการส่งเสริมความร่วมมือด้านตลาดทุนระหว่างสองประเทศ ณ อาคารสำนักงาน ก.ล.ต
Renaissance Fund Management is a licensee under Type C Securities Business License in addition to the Derivatives Fund Management and Advisory Services Licenses. According to the SEC’s onsite inspections on the company’s business undertakings in its capacity of private fund management as licensed under Type C Securities Business License, it was found that the company: (1) had presented false and inaccurate financial positions in the financial statements, e.g. pseudo capital increase, accounting...
application. SEC hereby notifies that Rich Gold Intertrade Co., Ltd. is not licensed to undertake securities business or derivatives business; therefore, the company is not subject to SEC’s supervision