To avoid disruption to economic activities as securities companies and derivatives business operators are key intermediaries for providing investment services to businesses and the public, the SEC
derivatives market and Yuan investment in the Thai capital market as well as encouraging securities companies to establish commercial presence in the other jurisdiction were also discussed in the meeting. Thai
Perform Duty of Investment Analysis and Investment Consultant dated January 18, 2012. The said actions were also classified as prohibited characteristics of personnel in capital market according to Clause 6
securities law, pushing forward the enactment of important laws, and strengthening sanctions against non-compliances.Furthermore, the SEC plans to drive the Thai capital market to become a regional investment
Bangkok, July 22, 2015 ? The SEC is seeking public comment on revisions of rules for calculation and report of net liquid capital calculation. The proposed revisions aim to ensure that the
opportunities at ASEAN capital market regulators. The ACMF welcomed the progress of the framework for cross-border offering of ASEAN collective investment schemes, noting that 13 funds have been recognised by
second line of defense personnel in the compliance and risk management functions under the “GRE‑2AT Forum for Capital Market 2026.” The forum has been organized for the second consecutive year. The opening
Organizations (FETCO), led by Chairman Dr. Kobsak Pootrakool, to discuss policy directions and guidelines for jointly driving the Thai capital market development. The discussion covered promoting investment in
fairness and transparency, to supervising capital market professional to elevate their role of inspection and preventing listed company fraud. The proposed amendments also aim to enhance the reporting of
Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), delivered the opening remarks at an annual seminar titled, “Understanding the Thai Capital Market