at all times I/we have officers with the relevant qualifications specified in section 6 of the Passport Rules (Annex 3) of the MOC, and meet the financial resources test and the organisational
executives (1) Independent director - Specify the selection criteria, i.e., qualifications and selection process; - During the previous accounting period, if any independent director had a business
Federation of Accounting Professions (FAP); 2. The applicant must have the following qualifications as specified in the governing Notification: 2.1 having performed audit work and affixed signature to express
ลักษณะตามที่กำหนดใน Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and requirements relating to
business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited Characteristics of the Executives of a Securities
company has acquired during the course of business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited
meaning as defined in the notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of the directors and executives of securities business, or the
entirely to non-retail investors, including institutional, high net worth and ultra-high net worth investors whose qualifications are as specified by the SEC Thailand. Yes No If “No”, please specify
” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited Characteristics of the Executives of a Securities Company; “investor contact” means
where a mutual fund supervisor no longer meets the qualifications set forth in the notification of the Office of the Securities and Exchange Commission regarding qualifications of mutual fund supervisors4