Notification of the Capital Market Supervisory Board Tor Thor. 37/2560 Rules, Conditions and Procedures for Operation of Securities Clearing House, Securities Depository Center and Securities

Notification of the Securities and Exchange Commission KorThor 17/2560 Rules, Conditions and Procedures for Applying for Licenses and Granting Licenses for Operating Securities Clearing House

Exchange Commission No. Kor Dor. 21/2552 Re: Licensing Derivatives Exchange and Derivatives Clearing House __________________ By virtue of Section 6, Section 9, Paragraph 3 of Section 54 and Paragraph 3 of

fifty percent of the sold shares of the securities clearing house; (2) a juristic person holding more than fifty percent of the sold shares of the juristic person under (1). Clause 2 The rules in detail

Commission No. SorDor. 46/2552 Re: Documents and Evidence for Applying for Approval of Regulations of Derivatives Exchange and Derivatives Clearing House ---------------------- By virtue of Section 14, Section

Ref. No. U.SET 023/2018 10 May 2018 Subject: Acquisition of 30 Percent of Ordinary Shares in Vienna House (Thailand) Company Limited To: The President The Stock Exchange of Thailand U City Public

principles and changing advanced technologies. The proposed revisions would apply to future exchange, derivative clearing house, securities clearing house and securities depository with regard to improvement

house; (2) a juristic person holding more than fifty percent of the sold shares of the juristic person under (1). Clause 2 The rules in detail under this Notification shall be stipulated to ensure

manner, and operate appropriately and correspond with the standards established by an international organization concerning capital market supervision, each derivatives clearing house shall operates in

the standards established by an international organization concerning capital market supervision, each securities clearing house and central securities depository shall follow principles in the