association with any registered public accounting firm; (C) temporary or permanent limitation on the activities, functions, or operations of such firm or person (other than in connection with required
income (3) increased efficiency in support functions which resulted in limited increase in administrative expenses. Analysis of Financial Position Assets As of 31 December 2017, and 31 December 2018, the
unit in charge of performing the functions of financial advisor; 4 Added by the Notification of the Office of the Securities and Exchange Commission No. Sor Chor. 5/2558 Re: Granting of Approval of
accessing or amending information; (d) non-public information protection system between the agent and its personnel; (e) supervisory system for making personnel to complete their functions in accordance with
; (d) non-public information protection system between the agent and its personnel; (e) supervisory system for making personnel to complete their functions in accordance with the law on securities and
) providing analysis, advice or planning of investment for clients, or supervising account of clients and making decision for clients. Clause 5 Personnel in the capital market business performing functions
in the operation by accessing the organization’s information or internal information system, and arrange for such personnel to perform their functions in accordance with the established policy and