the status of their major shareholders and seek approval for any individuals who qualify as major shareholders under the new criteria—who have not previously been approved under the former criteria
Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company Limited (KC) and three associates with the Department of
Bangkok, July 8, 2015 ? The SEC suspended three investment consultants for making trading decisions on the clients? behalf. Those investment consultants were Ashiya Ashiyakul, a former capital market
Bangkok, July 8, 2015 - The SEC suspended three investment consultants for making trading decisions on the clients' behalf. Those investment consultants were {A}, a former capital market investment
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digital assetexchange and digital asset broker,” released on 2 February 2024 - SEC News No. 33/2024: “SEC files a criminal complaint against former director andCEO of Zipmex for making false
financial problems or lack of liquidity and has been approved by the SEC. (2) Subordinated debt, qualified by the former definition and issued before or on the effective date of the amendments, can be
categories which are (1) provident funds of state enterprise, (2) provident funds of private companies, and (3) asset management companies. Both former categories are individual contests, while the third
) Soliciting a client from the securities company he used to work for to open a trading account with Apple Wealth. He lied that the shares in the client's trading account at his former employer had been
securities issuing company or listed company under the SEA.In addition, the SEC is examining other issues of public and stakeholders? complaints regarding whether the duty performance of current and former