-2) to the SEC office on 4 June 2020 which means Miss Pikun failed to prepare and disclose the report within the period specified in the notification of the SEC. SEC Act S.59 Settlement Committee
) to the SEC office on April 12, 2022 which means Mr. Yongkiat failed to prepare and disclose the report within the period specified in the notification of the SEC SEC Act S.59 Settlement Committee
report (Form 59-2) to the SEC office on 28 December 2020 and 30 December 2020 which means Mr. Thana failed to prepare and disclose the report within the period specified in the notification of the SEC
FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, failed to comply
FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, failed to comply
FL 2024 CO., LTD. FL 2024 CO., LTD. ("FL") (Former FINANCIAL LINK MUTUAL FUND BROKERAGE SECURITIES CO., LTD.) a company licensed Securities Brokerage : Investment Units, failed to comply
disclosed the report (Form 59-2) to the SEC office on 3 August 2020 which means Miss Niramarn failed to prepare and disclose the report within the period specified in the notification of the SEC. SEC Act
the report (Form 59-2) to the SEC office on 21 April 2020 which means Miss Ariya failed to prepare and disclose the report within the period specified in the notification of SEC. SEC Act S.59
report (Form 59-2) to the SEC office on july 2, 2021 which means Mr. Vinai failed to prepare and disclose the report within the period specified in the notification of SEC. SEC Act S.59 Settlement
May 29, 2020 However, Mr. Chumroen prepared and disclosed the report (Form 59-2) to the SEC office on February 14, 2020 and June 9, 2020 which means Mr. Chumroen failed to prepare and disclose the