allowed to give an advice concerning securities investment to customer. Clause 8. The securities company shall appoint a person responsible for managing the online branch office. Such person may be an
trading in derivatives contract to customer. Clause 8. The derivatives broker shall appoint a person responsible for managing the online branch office. Such person may be an officer from the head office or
not allowed to give an advice concerning derivatives contract or suitability of trading in derivatives contract to customer. Clause 8. The derivatives broker shall appoint a person responsible for
statement requiring derivatives broker to be responsible for such assets in full amount. Clause 3 A derivatives broker shall not appoint any person as its agent to undertake custody of assets of clients
Licensed Derivatives Brokers (No. 3) dated 28 February 2012. 2 Clause 3 A derivatives broker shall not appoint any person as its agent to undertake custody of assets of clients. Clause 4 In undertaking
2019 and to diversify risk from the main business. Although the company will invest in McTRIC only 4.082 percent of paid-up capital, the Company has the right to appoint 1 director in McTRIC, leading to
accordance with the Notifications on Acquisition or Disposal and the Notifications on Connected Transactions immediately upon entering into the transaction; (b) To appoint an independent financial advisor to
approval in the coming Annual General Meeting of the Company. The Company will appoint an Independent Financial Advisor to give an opinion to shareholders on the appropriateness and rightfulness of the price