denied inclusion into the database of the list of directors and executives of securities issuing companies due to possession of prohibited characteristics; 7. being under the period prescribed by an order
of directors and executives of a securities company; (2) “Investor Contact” means any person who has duties to contact, solicit, advise or prepare a plan of trading or investment in securities for
Notification: (1) The term “Executive” shall have the same meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and
meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company. (2) “Fund Manager
” shall have the same meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company
Mekawuttik The third party who is not a related person and has no relationship with the directors and/or the executives of the Company and/or major shareholders including those who are related to this person
with respect to the information memorandum on asset acquisition of the Company under list (1) are set out in the attachment. (Enclosure 4) 2. Responsibility of the Board of Directors with respect to the
customers. 3.5 Financial projection for the current year -None- 3.6 List of the Board of Directors, executives and top 10 shareholders 3.6.1 List of the Board of Directors as of May 1, 2018 No. Name Position
trust manager or trust manager’s related persons, and, the material acquisition or disposal of assets correct and complete; (c) a supervision over the directors and executives of the company to make sure