SEC, therefore, filed a criminal complaint against the offenders to the Department of Special Investigation (DSI), in order to take appropriate legal action.  This criminal offense may result in

Bangkok, 21 September 2016 ? The Criminal Fining Committee has imposed separate fines on three offenders involved in false statement and insider trading of Rasa Property Development Public Company

brokers which entered the assessment for the first https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=6194 SEC imposes civil sanction on four offenders for insider trading of UOB8TF in advance that UOB

growth opportunities. Meanwhile,  strengthening trust and confidence in the capital market is crucial. This requires strict legal enforcement, timely penalties for offenders, and expedited legislative

. Moreover, the existing laws may be impractical for capital market misconduct whereby important evidence is usually in the possession of the offenders contrary to other criminal cases that leave more traces

decisions for investors, while Nitchawan interfered with investors? assets by withdrawing and transferring securities of investors.Both offenders violated or failed to comply with the rules on capital market

penalty on the 11 offenders, namely (1) Mr. Khajohnpong Khamdee; (2) Mr. Phisudhi Phihakendr; (3) Mr. Phipat Phihakendr; (4) Mrs. Thanyakamol Tritrakarn; (5) Mrs. Thanaporn Pongthiti; (6) Mr. Piriya

, failing to perform duties responsibly, and consenting to preparation of incorrect accounting records. The nine offenders are: (1) Miss Neeranuch Na Ranong, former vice chairman and chief executive director