branch managers of LBDU agent transactions, and review the total balance in the confirmation document sent from the responsible asset management company. In any case, investors should not leave their fund
Investment Fund Managers Directive (AIFMD) ซึ่งมีผลบังคับใช้ตั้งแต่ วันที่ 22 กรกฎาคม 2556 เพื่อการกำกับดูแลบริษัทจัดการลงทุนที่จัดการหรือเสนอขายกองทุนใด ๆ ซึ่งมิได้เข้าข่ายเป็น UCITS โดยหลักเกณฑ์ดังกล่าวจะส่ง
or relevant persons, regardless of whether it is information or document submitted to the SEC Office, the Capital Market Supervisory Board, the Securities and Exchange Commission, regulators of
measures for prevention of conflicts of interest. Clause 4 . The management company shall submit to the Office the following information relating to its property fund managers in the forms and procedures
managers in the forms and procedures provided in the Office’s electronic work system: (1) report on appointment of property fund managers which shall be submitted not less than fourteen days prior to the
managers in the forms and procedures provided in the Office’s electronic work system: (1) report on appointment of property fund managers which shall be submitted not less than fourteen days prior to the
Regulators Group (AARG) ครั้งที่ 6 วันที่ 26 สิงหาคม 2559 ณ ประเทศสิงคโปร์Accounting and Corporate Regulatory Authority (ACRA) เป็นเจ้าภาพในการจัดการประชุมครั้งนี้ โดยมีผู้เข้าร่วมประชุมกว่า 100 ราย ประกอบด้วย
compared with the preceding year. □ 2. Supporting documents for consideration under Clause 4 (2): □ (1) Violation record, under the law specified in the Notification, of an applicant, directors, managers and
Notification, of an applicant, directors, managers and administer directors including deputy managers, assistant managers, department directors and other persons with different titles but hold similar positions
already had independent director in accordance with the regulations of such regulators, it shall be deemed that the intermediary has had the independent director in accordance with this Notification. In