for sale newly issued securities shares for a private placement without obtaining a prior approval from the SEC on 11 October, 2017. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting

for a private placement without obtaining a prior approval from the SEC on 7 March, 2018. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2019 Settlement Committee Order No

inquiry official. SEC Act S.65 in conjunction with Section 86 of the Penal Code Settlement Committee Meeting No. 3/2020 Settlement Committee Order No. 17/2020 Dated 20/05/2020

give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 45/2022 Dated 28/02/2022

failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 2/2022 Settlement Committee Order No. 46/2022 Dated 28/02/2022

or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 5/2022 Settlement Committee Order No. 71/2022

securities. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 12/2022 Settlement Committee Order No. 185/2022 Dated 07/12/2022

duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 13/2022 Settlement Committee Order No. 191/2022 Dated 21/12/2022

the failure to give instruction which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 54/2023 Dated 18

or the failure to give instructions which is a duty required to be performed. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 52/2023