company operate business inconsistent namely trading securities system was damaged and unable to operate in the normal condition etc. or an effect causing harm to the customer’s information or customer’s

) the nature of unlawful act is a violation or non-compliance of provision of law, regulation, order or condition, in materiality or a breach of fiduciary duty or a violation or non-compliance of

policy actors to support the priorities laid out in the Sustainable Finance Initiatives for Thailand roadmap   • A series of practical workshops and reports for corporates and policy makers to drive

McGillivray, speaker from CFA Institute for sharing valuable knowledge on ESG through his practical experience at a workshop and mini case study sessions with about 200 Thai professionals from the securities

systems and financial reporting standards shared experiences and perspectives on crucial preparatory topics for companies seeking fundraising. These included practical challenges, best practices in due

practical application to the context of each organization. With 77 representatives from 46 listed companies in attendance, the workshop took place on 24 July 2024, in Bangkok.Ms. Areewan Aimdilokwong, SEC

both strategic efficiency and practical skills, while helping capital market organizations recognize opportunities and risks associated with AI application. On behalf of the SEC, Mr. Jesada

implement these measures in a timely and practical manner. A working group was also established to further discuss details of the initial measures.

hearing last year in order to make the rules practical for the business operators. The consultation paper on the draft regulations is available at www.sec.or.th/hearing or contact the Intermediaries

restrictions or obstacles in business operations in order to prescribe rules which are appropriate, practical and beneficial to stakeholders. This revision of notifications is not applicable to securities