responsibilities, of the personnel in charge of operations in the event of major operational disruption; (3) Procedures for communications with relevant internal and external parties which at minimum shall include
business, and shall be in accordance with the following outsourcing principles at any level of outsourcing: (1) having duties and responsibilities to clients and operating for the best interest of clients
derivatives. Clause 3 Any director of a derivatives exchange and a derivatives clearing house shall not have a record of tarnished characteristics or any conduct indicating a lack of responsibilities or
Association (Thai IOD), remarked: “The Thai IOD has continuously carried out activities to educate and raise awareness about roles, duties, and responsibilities of corporate directors. We are confident that
SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and providing services appropriately
understanding of its leadership role and responsibilities and the management of business to create sustainable value; Principle 2: The board of directors should define the objectives that promote sustainable
intermediaries and business operators, the SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and
STRATEGIC UPDATES 1) CORPORATE’S ACTIONS AND SOCIAL RESPONSIBILITIES DURING COVID-19 PANDEMIC Corporate’s Actions EMPLOYEES FINANCIAL MANAGEMENT Provide COVID-19 insurance for all employees Conduct
and responsibilities of unitholders, calculation and disclosure of the net asset value, reporting, amendment to the trust instrument, acquisition or disposal of core assets, transactions with related
/2555 Re: Offering for Sale of Newly Issued Structured Notes or Bonds Imposing Obligations on Bondholders Issued by Financial Institutions dated 16 May 2012; (9) Notification of the Capital Market