offenses committed by ALL stemmed from the orders or actions of Mr. Thanakorn Thanawarith, and Mr. Dusadee Lekyim. Therefore, both individuals are liable to the penalties under Section 300 in conjunction

both representatives of JKN bondholders, i.e., Daol Securities (Thailand) Public Company Limited and Asia Plus Securities Co., Ltd., the importance of strictly adhering to the governing laws, the

not approved for sale, which are deemed illegal under the laws enforced by the SEC, the SEC will request that the event organizers close these booths and pursue legal action, which may result in both

channels to investors in both primary and secondary markets. The SEC is therefore conducting this public hearing on the proposed principle and draft amendments to the ministerial regulations and relevant

foundation for financial stability, both in terms of the people and the nation. Ability to build financial resilience would help people withstand those unexpected events, such as the Coronavirus pandemic

significant effects. In addition, the proposed amendments to the IPO regulations above shall apply to both Thai and foreign companies seeking a primary listing* and a secondary listing.**The consultation paper

passed a resolution approving in principle the amendment to the regulations for custody of customers’ assets to be imposed on both digital asset business operators and digital asset custodial wallet

repayment, as approved by the bondholder meeting No. 1/2565. The SEC requires that the bondholder representative analyze the benefits and shortcomings as well as the potential impacts on the bondholders both

, effective from 17 March 2020. Investors are strongly advised to thoroughly check and make sure that the evidence of all transaction records, both buy and sell sides, is genuinely issued by the banks or the

their misconduct in this case, SEC views that {A} and {B} both failed to perform duties or giving services with loyalty.* SEC has therefore suspended the approval as investment consultant for complex