) shall apply: (1) within a period of five years prior to the filing date of an application for an approval to establish a fund, such person shall not have any of the following characteristics: (a) having a
information for the following purposes prior to providing services: (1) knowing the client ; (2) categorizing type of the client ; (3) assessing suitability for investment in or entering into a transaction of
but not more than 15 consecutive business days prior to the date on which the Board of Directors of the Company has resolved to propose the shareholders’ meeting approves the Company to offer newly
market business who have performed the duty of providing services to clients regarding investment in capital products denominated in foreign currency prior to the date on which this Notification comes into
the capital market business who have performed the duty of providing services to clients regarding investment in capital products denominated in foreign currency prior to the date on which this
. 3. The remaining 20% derived from ready-to-move-in projects completed prior to 2018. 1.1 Residential condominium 6,181.64 8,614.54 (28.24%) Proportion (%) 70.91% 84.56% (13.65%) 1.2 Single house
trading, derivatives trading or mismanagement in the manner of deception, frauds or corruption during the period as prescribed by the Office, but not exceeding five years prior to the date the branch office
the period as prescribed by the Office, but not exceeding five years prior to the date the branch office starts its operation; (4) not being ordered by the Capital Market Supervisory Board or the Office
equivalent to approximately Baht 3,522.00 million. Prior to the completion of the Company’s investment, SGAH is required to complete an internal group restructuring. After such restructuring, SGAH Group will