mislead others. The aforesaid acts were in contravention of Sections 307, 308, 311, 312, 313 and 315 of the SEA in conjunction with Sections 83 and 86 of the Penal Code. The SEC therefore filed a criminal
to mislead the general public about the share price and the trading volume, and lure them to trade such shares. Worathan rendered assistence and convenience to the aforesaid wrongful acts with regard
this juncture, the SEC has also urged the ASCO to propose the guidelines for securities transfer between clients with a view to preventing fraud or inappropriate acts.
indicated that {B} had obtained authorization to trade gold futures for the client. The client then acknowledged and accepted the trading as reported by him without any enquiries. The acts of {A} and {B
. Kitisan – to take the positions of director and executive of KC, was believed to have involved in the fraudulent acts and the receipt of a certain amount of B/E sale money. This case is under consideration
. Krittiphat, Mr. Sunchai , Mr. Teerasit and Mr. Kitisan – to take the positions of director and executive of KC, was believed to have involved in the fraudulent acts and the receipt of a certain amount of B/E
such loans were too low. The acts mentioned above did not comply with GSC’s investment policy causing GSC to experience high investment risks and lose the opportunity to gain higher and reasonable
received funds from the sale of debentures and equity, there were transfers of funds from STARK and its subsidiaries to other companies or individuals related to financial statement manipulation. The acts
manipulation. The acts mentioned above were assisted or facilitated by four juristic persons, namely (1) Phelps Dodge International (Thailand) Limited, (2) Thai Cable International Company Limited, (3) Adisorn