the incident, Mr. Thanakorn Thanawarith, as CEO, and Mr. Dusadee Lekyim, as director, of ALL, co-signed to certify the accuracy of the 2022 56-1 One Report.ALL’s actions described above constitute the
; (3) Information disclosure and risk warnings according to (1) and (2) above shall be disseminated, at least through DA operators’ websites and applications (if any), communicated to all clients, and
of further legal action. The criminal complaint above has caused the two individuals to have untrustworthy characteristics as director and executive of securities issuing company and listed company
potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons, and clearly provide information to the bondholders together
significant effects. In addition, the proposed amendments to the IPO regulations above shall apply to both Thai and foreign companies seeking a primary listing* and a secondary listing.**The consultation paper
statements. As the acts of the 10 offenders mentioned above are considered contravention of Section 312 and Section 281/2, paragraph 2, in conjunction with Section 89/7 and 89/7 in conjunction with
in cases of approval and decline of approval for the above matters with respective supporting reasons, and clearly provide information to the bondholders together with the opinions of the bondholder
affected client. Nuchanart’s demeanors above were wrongful acts against investors, which were deemed failure to perform duties or give services with loyalty in accordance with the Notification of the
the group of persons above in opening trading accounts for investors to make derivatives investments. They executed trading orders in investors’ accounts, told investors to send trading orders
misconduct above – taking the investor’s assignment to make decisions on trading of securities and derivatives and fabricating that certain derivatives trading orders were sent by the investor – was deemed