/DigitalAssetBusinessRelatedForms-appendix1.aspx SEC public warning of unapproved digital asset offering Bangkok, 25 January 2019 ? The SEC advises the public to be cautious with the solicitation to invest in the initial coin
เงินทุนสำหรับผู้ประกอบธุรกิจประเภทเก็บรักษาทรัพย์สินฯ แบบ cosign* (4) การปรับปรุงระดับเตือนภัย (early warning) ของผู้ประกอบธุรกิจ และ (5) การปรับปรุงการจัดทำและจัดส่งแบบรายงานเงินกองทุน รวมถึงปรับปรุงแบบ
, the Ministry of Digital Economy and Society, in issuing public warning releases; (3) Filing criminal complaints with the authority regarding investment scams specifically in the cases of
, accordingly, issued warning letters to all members of audit committee to strictly comply with the duties in the future. In this regard, all audit committee members resigned earlier.Information contained in this
ratio summary of the mutual fund via Form 123-2 attached hereto; (5) Total fees, compensation and expenses collected from the mutual fund and unit holders via Form 123-2 attached hereto; (6) Warning on
office” means a governmental office which is classified to be a part of central government under the Law on State Administration1. “significant shareholder” means a person holding shares of any
………………..Baht Information updated until (date)…………………………………………. 2. Information in detail for supplementing the consideration. 2.1 The business operation of the applicant is under the supervision of the State or
the supervision of the State or the agency authorized to supervise derivatives trading as: □ being licensed to be a derivatives dealer; □ having been registered to be a derivatives dealer; □ being
which mainly increased from new customers in segment of insurance, retail business and increased from the existing customers expanding the services both of the State enterprise sector and Private sector
Fund Any other type, please specify __________________________________________ 6) Is the NRI CIS a sub-fund of an umbrella fund? Yes No If “Yes”, please state the name of the umbrella fund