operation in case of long- lasting emergency incidents. 6.2 In case where there is a suspension in serving of critical business funcions or there is an occurrence of emergency incidents significantly
information; (2) rectification of the characteristics of a mutual fund ; (3) suspension of an offering for sale of additional investment units. Clause 13 In the case where no rules under this Notification have
information; (2) rectification of the characteristics of a mutual fund; (3) suspension of an offering for sale of additional investment units. Clause 13 In the case where no rules under this Notification have
ดรับค าสัง่ซ้ือหรือค าสัง่ขายคืน หน่วยลงทุน (suspension of dealings) ไดด้ว้ยเหตุอื่นใดดงัต่อไปน้ี ซ่ึงไม่เกินกว่ากรณีท่ีประกาศคณะกรรมการก ากบั หลกัทรพัยแ์ละตลาดหลกัทรพัยก์ าหนด 1. เป็นการไม่ขายหน่วยลงทุน
following actions; (1) Warning; (2) Probation; (3) Suspension from duty performance as a mutual fund manager for a period of time the Office deems appropriate; (4) Revocation of approval. Clause 12. If any
) Probation; (Translation) - 7 - (3) Suspension from duty performance as a mutual fund manager for a period of time the Office deems appropriate; (4) Revocation of approval. Clause 12. If any applicant seeking
restriction /suspension of services, termination of services, or other types of actions; in case where a customer is found involved in a predicate offence or a money laundering offence under anti-money
transactions in money laundering and financing of terrorism, which include : (1) customer acceptance / establishment of a business relationship (2) temporarily restriction /suspension of services, termination of