Account can download the Application Form at https://www.sec.or.th/ca, fill in, sign and submit the Form to the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the
, fill in, sign and submit the Form to the SEC Office according to the methods and procedures prescribed in the Licensing Manual for the Public; 2. In case of applying for registration of Company Account
/Change of Information and Terms of Use of Company Account 1. The Applicant for registration/change of information in SEC Account can download the Application Form at https://www.sec.or.th/ca, fill in, sign
.; (2) Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that
an investment account online. Starting from 9 November 2020, 6 securities companies and 4 asset management companies are ready to provide the online account opening service via NDID for customers
person, sold 3,450,000 {X1} shares in his daughter's trading account. He was a {X1} advisor who had accessed to the information on company projects which generated revenues. When becoming {X1} president
TikTok account "sawakamithailand_12" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 06/01/2025)
TikTok account "th_sawakami3" impersonates "Sawakami Asset Management (Thailand) Co., Ltd." : Unlicensed securities and derivatives business (Disclosure Date : 06/01/2025)