control unit which meet acceptable and reliable standards. Such units shall have an independent operation and shall be free from other work units. Clause 9 A securities company shall separate work units and
) Consolidated Financial Statements Increase (Decrease) Separate Financial Statements Increase (Decrease) 2019 2018 thousand % 2019 2018 thousand % Total revenues 1,648,292 1,610,968 37,324 2.3 1,606,649 1,529,168
financial risk with the debt to equity ratio of 12.44 as calculated based on the separate financial statements of the Company as at March 31, 2017 (according to the consolidated financial statements of the
equity method. 3 Describe the nature and proportion of other incomes, other significant incomes must be displayed in a separate row (if any). Give a separate description of each product line or business
rating mutual fund, the investment advisory company shall comply with the rule as follows: (1) using the information supporting mutual fund rating gathered from the reliable and referable source; (2
of information (client verification) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1), the securities company must
) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1), the securities company must gather information on name, last
identity using reliable sources of information (client verification) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1
facts which the SEC Office has gathered and presented under Clause 19 and is of the opinion that the person under consideration has any behaviors under Clause 16, provided that the resolution is obtained
be on 2 August, 2017 and the list of shareholders is to be gathered according to section 225 of the Securities & Exchange Act by closing the shareholders’ registration book on 3 August, 2017. Please be