Securities and Exchange Commission No. KorThor. 18/2554 Re: Principles for Undertaking Securities and Derivatives Businesses __________________ By virtue of Section 14 of the Securities and Exchange Act B.E
|- Code of Conduct |- Fees |- Related Circular Letter Bond Dealer and Underwriter |- Fees (section 14 and 19) |- Major Shareholders (section 90 and 91) |- Advertising (section 98(10)) |- Statutory
of Section 9, Paragraph 1 of Section 74 in conjunction with Section 28 and Paragraph 1 of Section 89 in conjunction with Section 28 of the Derivatives Act B.E. 2546 (2003), which contains certain
No. TorDor. 79/2552 Re: Rules, Conditions and Procedures for Filing of Annual Financial Statements and Preparation of Reports of the Stock Exchange of Thailand _____________ By virtue of Section 16/6
entire business transfer by a public company pursuant to Section 107 of the Public Limited Companies Act B.E. 2535 (1992) (as amended). Therefore, the Company is required to seek approval from a
Acquisition and Disposal Notifications. Moreover, the Entire Business Transfer Transaction also constitutes an acceptance of an entire business transfer by a public company pursuant to Section 107 of the Public
The Derivatives Act The Derivatives Act B.E. 2546 SECTION 18. In order to protect customers, maintain stability of the financial system or control the risks arising from derivatives, the SEC shall
Market Supervisory Board No. TorThor/Khor/Dor/Nor. 62/2552 Re. Determination for Securities Companies to Proceed with Customer Complaints ______________________ By virtue of Section 16/6 and Section 113 of