e-service Online Submission See canceled document Limited BDU >> Fees   Type Title Section See Document Status Notified Date Effective Date 1. Act   Securities and Exchange Act 2535   14 12/03/1992 16

e-service Online Submission See canceled document IP/FG >> Appoint/Approval/Code of conducts and Standard Practices   Type Title Section See Document Status Notified Date Effective Date 1. Act

e-service Online Submission See canceled document IP/FG >> Reporting   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital Market Supervisory Board

e-service Online Submission See canceled document Others (Securities Business) >> Terms and Condition for Information Technology   Type Title Section See Document Status Notified Date Effective Date 1

e-service Online Submission See canceled document Others (Securities Business) >> Others   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Office of the

e-service Online Submission See canceled document Executives of securities companies and personnel in securities business >> Approval and Qualifications   Type Title Section See Document Status

e-service Online Submission See canceled document Securities Brokerage Business >> Brokerage of capital market product denominated in foreign currency   Type Title Section See Document Status Notified

e-service Online Submission See canceled document Business Operation Rules >> Business Continuity Management (BCM)   Type Title Section See Document Status Notified Date Effective Date 1. Notification

e-service Online Submission See canceled document Business Operation Rules >> Accept purchasing or selling orders outside head office or branch   Type Title Section See Document Status Notified Date

e-service Online Submission See canceled document Securities Brokerage Business >> Activities NOT deem TO be classified AS operating securities business   Type Title Section See Document Status