or its staff. Clause 14 A management company shall require the representative to completely keep updated evidentiary documentation as for providing services to clients. In this regard, such documents
performance of the management company itself or its staff. Clause 14 A management company shall require the representative to completely keep updated evidentiary documentation as for providing services to
in many large-scale projects that those were in the process of delivering and inspecting. Therefore, those investments require funding from financial institutions. While in Q4–2018, there was not a
broker shall conduct customer due diligence for time to time and shall require to update customer’s information, beneficial owner and controlling person of the customer as well as review debt repayment
require to update customer’s information, beneficial owner and controlling person of the customer as well as review debt repayment capability and total exposure of each customer. Clause 25/1 14 Derivative
require to update customer’s information, beneficial owner and controlling person of the customer as well as review debt repayment capability and total exposure of each customer. Clause 25/114 Derivative
) to determine additional standards of conduct of which require investor contact to comply with the laws and regulations relating to contacting and soliciting give force to a securities company, so it is
contact and derivatives investor contact, and (4) to determine additional standards of conduct of which require investor contact to comply with the laws and regulations relating to contacting and soliciting