SorOr. 6/2557 Verification of Foreign Collective Investment Scheme and Announcement of Qualifying Scheme   02/06/2014 01/07/2014    Contact The Securities and Exchange Commission, Thailand 333/3 Vibhavadi

section, which comprises the fund scheme and commitments between unitholders and the management company as approved by the SEC Office; (3) the certification section. In the case of a prospectus for offer

scheme) ทั้งน้ี ไม่ว่ากองทุนดงักล่าวจะจดัตั้งในรปูบริษัท ทรสัต ์หรือรปูอื่นใด แต่ไม่รวมถึงกองทุน property กองทุน infra กองทุน private equity ท่ีจดัตั้งขึ้ https://market.sec.or.th/public/mrap/MRAPFile.aspx

or embezzlement with characteristics similar to Ponzi scheme and loan shark, investors may contact or report to Financial Crime Call Center 1359, Ministry of Finance. To provide investors with

Emergency Decree on Loan Practices as Consumer Frauds of 1984 in cases of claiming high returns or instances liable to be a Ponzi scheme;                (5) Forwarding cases to the Bank of Thailand (BOT

Properties was under investigation in a case initiated by the National Anti-Corruption Commission for being involved in the rice pledge scheme and the rice disposal scheme. Also, Kitha Properties is not

clients ? dishonestly used the information regarding clients? trading orders he had accessed by virtue of his duty and ran a fraudulent scheme whereby the orders of UBS?s clients would match with those of

director or general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for

general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for undertaking 2

securities trading center by virtue of such laws and governed by government agencies or securities regulators (regulated exchange); “Allotted quota” means quota of foreign securities or derivatives investment