Mr. Matthew Christensen Matthew Christensen operated derivatives business without obtaining license or registration from the SEC, in violation of the Derivatives Act B.E. 2546 (2003), Section 16 and

submit the annual registration statement for the year 2015 (Form 56-1) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 1/2017 Settlement Committee Order No. 2/2017 Dated 18

annual registration statement for the year 2016 (Form 56-1, 2016) within the specified period. SEC Act S.300 Settlement Committee Meeting No. 8/2017 Settlement Committee Order No. 65/2017 Dated 20/09

the inaccurate the annual registration statement for the year 2017 (Form 56-1) SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021

the inaccurate the annual registration statement for the year 2018 (Form 56-1) SEC Act S.300 Settlement Committee Meeting No. 6/2021 Settlement Committee Order No. 42/2021 Dated 02/11/2021

Mr. Monai Mettkaruchit Mr. Monai Mettkaruchit offer for selling the shares of Advance web service public company limited to the public without filing the registration statement and the draft

issuer”) พร้อมจัดส่งร่างข้อกำหนดสิทธิและร่างสัญญาแต่งตั้ง ผู้แทนผู้ถือหุ้นกู้คราวด์ฟันดิงในรูปของ MS Word file หรือ PDF file หรือ Excel file ผ่านช่องทางอีเมลกลาง ของฝ่ายงานที่ดูแลการเสนอขายหลักทรัพย์ผ่าน

Commission No. SorMor. 30/2555 Re: Determination of Fees for Filing of Registration Statement, Registration and Other Applications (No. 32) By virtue of Section 19(3) of the Securities and Exchange Act B.E

the Securities and Exchange Commission. Clause 3 . The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the

Securities and Exchange Commission. Clause 33. The securities company shall prepare and file the reports with the Office using the forms and within the schedules as follows: (1) Report on the financial status