Services Related to Mutual Fund and Private Fund Management dated 29 November 2000 shall be repealed. Clause 3. In this Notification: “Fund” means any mutual fund or private fund; “Specified property fund
Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; “fund” means any mutual fund and private fund; “mutual fund for a
, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013; “ fund ” means any mutual fund and private fund
execution.The draft rules would grant a waiver of private fund license and derivatives fund manager license for both services above which would be considered incidental to brokerage. However, the intermediaries
, offering extremely high returns, guaranteeing returns, urging for investment without requiring prior knowledge, pressuring to make a quick decision, asking to transfer money into the accounts of private
to investors in private placement, the acquisition of assets and convening the Extraordinary General Meeting of the Shareholders No. 1/2018 (Revise) To : President, The Stock Exchange of Thailand
Prior to allot to VAVA Shareholding of the Company After allot to VAVA Number of shares % of the Company’s paid-up capital 1 Number of shares % of the Company’s paid-up capital 2 1. VAVA Private Placement
and lending and venture capital management, obtained by the applicant prior to the date of filing the application; (2) securities business licenses in the categories of mutual fund management, private
issued shares to the existing shareholders of the Company in proportion to their shareholdings and subsequently allocating the reaining shares from the offering to exisiting sharesholders on a private