has obtained a shareholders’ meeting resolution approving the issuance of underlying shares which is sufficient for the exercise of conversion rights and such resolution has been obtained no more than 1
obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of which objectives is for
securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC Office; (2) an association relating to supervision of a derivatives intermediary, of
supervisor for any reason whatsoever only after approval of the SEC Office has been obtained. 3 The notification of the Capital Market Supervisory Board regarding commitments between unitholders and mutual
(effective on 1 January 2018). 2 “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing securities business, having obtained an approval
according to the obtained license at a fixed rate or a rate based on business volume, as the case may be, as specified in this Notification. The licensee shall pay only the fee for the license that has been
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4 . Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4. Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator