underwriting of investment units such as a fund fact sheet; (2) “Fund” means any mutual fund or private fund; (3) “Securities company” means: (a) Management company; (b) Securities company performing the duties
company” means: (a) Management company; (b) Securities company performing the duties of brokerage, dealing or underwriting of investment units; (4) “Management company” means any mutual fund management
: “Securities company” means a company licensed to undertake securities business in the category of securities brokerage or securities dealing; “Foreign securities” means securities which are issued in foreign
e-service Online Submission TSFC/IDB >> Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission 22/2546 18/09/2003 16/10
) encumbering the assets. Clause 2 In this Notification, the terms “management company” “infrastructure mutual fund” “infrastructure asset” “greenfield project” and “brownfield project” shall have the same
Group Public Company Limited (“company”) held on 10 August 2017, there are some major agreements which should be notified to the Stock Exchange of Thailand as follow; 1. There is an approval to the
Thailand; (2) commercial bank; (3) bank established under specific law; (4) finance company; (5) credit foncier; (6) securities company; (7) non-life insurance company; (8) life insurance company; (9) mutual
Securities Companies. By virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who
virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who are major shareholders
Companies. By virtue of the third paragraph of Clause 5 of the Notification of the Ministry of Finance, Re: Prescribing conditions requiring securities company to apply for approval of persons who are major