mutual fund management: Asset management company (AMC) shall have fiduciary duty to protect the interest of unitholders. In so doing, AMC shall lay out a policy for preventing and monitoring any act that
of rules monitoring listed companies. Meanwhile, investors are suggested to consider several factors in making investment decision in listed companies. The third study on purchase of shares by persons
.? [The average scores range from 5 (the lowest) to 1 (the highest)]. Major issues found among the inspected audit firms included non-compliance with auditing standards and inefficient work monitoring
affected the applicant's prudent management; (2) insufficient monitoring of related party transactions that may have invoked a conflict of interest and damage to the IPO applicant with regard to a group of
as an attractive venue for local and regional fund mobilization by streamlining the securities offering and ongoing process which includes pre-fundraising screening, effective trading monitoring system
เพื่อยกระดับมาตรการป้องกัน insider trading ให้สอดคล้องกับแนวทางการนำ smart detection มาใช้ในการตรวจสอบ off-site monitoring ทั้งนี้ ในกรณีที่โทเคนดิจิทัลมีการให้บริการบนศูนย์ซื้อขายฯ อยู่ก่อนวันที่
จัดสรรการลงทุนดังกล่าว (portfolio advisory with execution) รวมทั้งมีการติดตามและปรับปรุงการลงทุน (monitoring & rebalancing) ให้สอดคล้องกับแผนจัดสรรการลงทุนของลูกค้า
coordination and information sharing for law enforcement purposes. This new trilateral MOU is expected to deepen cooperation in information exchange, coordination, and the potential formation of joint task
collaboration of social enterprises around Thailand with the shared objective to further the cooperation between members and other domestic or international organizations, to promote social enterprises to
investment, and the International Affairs Blueprint regarding establishment of the proactive role of Thailand as a major player in the global arena and a promoter of international cooperation. The hosting