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? suspicious information, which caused the company to be in violation of the SEA4. The SEC therefore suspended approval of {D} and {E} as capital market personnel for six months each, starting from December 29
provide services with loyalty, affecting the reliability of capital market business personnel in a significant manner, which is considered a prohibited characteristic of the capital market business
. Notification of Capital Market Supervisory Board Tor Thor. 34/2556 Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives
in corporate form (PE company). The introduction of PE trust aimed at increasing PE growth and enhancing use of trust for transactions in the capital market. PE trust will be an alternative fund
also considered personnel in the capital market. As a result, his aforesaid misconduct has caused him to possess the prohibited characteristics of capital market personnel.* This deems him unfit to
initiated the ?Pride of the Provinces? Project in 2011 to create awareness and understanding about capital market among local businesses across the country?s as well as facilitate access to funding sources
responsibilities of a public company before raising fund in the capital market. The panel also suggested that digital technology should be used more extensively for the benefit of capital market development
Transaction : The asset acquisition value does not cause the Company to fall within the disclosure requirement under the Notification of the Capital Market Supervisory Board No. TorJor 20/2551 Please be
and deliberation as a professional, and {B}'s was a failure to perform duties or provide services honestly. Both cases were in contravention of the Notification of the Capital Market Supervisory Board