strengthen investor protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions
protection Customer (KYC), fit and proper personnel, standard sales process, management of customers’ digital assets and related data, and capital adequacy. There are also new provisions about the
ชี้แจงผลการดำเนินงานของบริษัทและบริษัทย่อยประจำปี 2549 UKEM021/2019 November 13, 2019 Subject : Management Discussion and Analysis of Business Operation results for Quarter 3/2019 To : Director and
operators. The proposed amendments are intended to facilitate monitoring and supervising the risk management of businesses, including systemic risk, ensure a fair and orderly market, to protect investors
investment management companies while achieving the appropriate right balance between regulatory flexibility and investor protection. At the same time, investors are offered money market funds as an
Bangkok, February 29, 2012 ? The SEC and the Association of Investment Management Companies (AIMC) have been concerned over the irregular closing price on December 30, 2011 of Gold exchange-trade
digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on continued quality development and investor
response to reduction of protected deposit amount by the Deposit Protection Agency and to provide more investment alternatives for the fund by allowing investment in sukuk and Islamic deposit. 1. Revisions
raise the public?s knowledge, understanding and capacities on personal finance. The SEC financial literacy program aims to enhance knowledge on financial management and investment of Thai people
SN.LK. 005/2019 February 21, 2019 Subject : Management Discussion and Analysis for the year ended 31 December 2018 Attn : The President The Stock Exchange of Thailand Indara Insurance Public Company