application for derivatives business operator registration within sixty days from the date of receiving the correct and complete application and evidential documents. Clause 9 Fees for submitting the

Responsibility of the Board of Director to the Disclosed Information The Board of Directors is responsible for the information disclosed in these documents and hereby certifies that the information is correct

the application for approval within forty‑five days from the date of receiving the application together with correct and complete document evidences. Clause 3. In the capacity of an investment advisory

notify thereupon to an intermediary within 30 days as from the date when the SEC Office received the application together with the correct and complete set of evidentiary documentation, unless where it is

Clause 8(2), the SEC Office shall deliberate and notify thereupon to an intermediary within 30 days as from the date when the SEC Office received the application together with the correct and complete set

following requirements: (a) conduct internal audit and operation review, systematically; (b) correct deviation and follow up the result of correction, systematically. Chapter 2 Establishment of Policies

the following requirements: (a) conduct internal audit and operation review, systematically; (b) correct deviation and follow up the result of correction, systematically. Chapter 2 Establishment of

the following requirements: (a) conduct internal audit and operation review, systematically; (b) correct deviation and follow up the result of correction, systematically. Chapter 2 Establishment of

investors, solicits investors, or provides advice to investors or sets plans for investors with respect to trading of or investment in securities. Clause 3 A prospectus shall contain correct, complete, and

trust manager or trust manager’s related persons, and, the material acquisition or disposal of assets correct and complete; (c) a supervision over the directors and executives of the company to make sure