ไทยภายใต้โครงการ ASEAN CIS ดังนี้ - กองทุนรวมดังกล่าวต้องมีลักษณะเป็นไปตาม Memorandum of Understanding on Streamlined Authorisation Framework for Cross-border Public Offers of ASEAN
บันทึกความเข้าใจ (Memorandum of Understanding : “MoU”) เพื่อกำหนดกรอบความร่วมมือในการยอมรับคุณสมบัติของบุคลากรที่ทำหน้าที่ติดต่อกับผู้ลงทุนระหว่างกัน โดย MoU จะมีผลใช้บังคับตั้งแต่วันที่ 1
, but only with respect to providing information or documentation relating to investment objectives, client levels of understanding and experience in trading derivatives; together with the provisions of
with respect to providing information or documentation relating to investment objectives, client levels of understanding and experience in trading derivatives; together with the provisions of Clause 23
SEC Office shall take into consideration the following factors: (1) involvement role and behaviors of the person under consideration; (2) sanction already imposed on such person; (3) impact on or damage
International Organization of Securities Commission (IOSCO) and shall be a party of Multilateral Memorandum of Understanding concerning Consultation and Cooperation and the Exchange of Information (MMOU) in type
Organization of Securities Commissions (IOSCO) and has already signed as a signatory A of the Multilateral Memorandum of Understanding concerning Consultation and Cooperation and the Exchange of Information
Multilateral Memorandum of Understanding concerning Consultation and Cooperation and the Exchange of Information (MMOU), or a regulatory agency on securities or derivatives which has already signed memorandum of