provides services for other persons or for the benefit of the derivatives business operator, including a person who is authorized by the Board of Directors to be a member of a committee who performs the duty
Notifications. Chapter 1 Outsourcing Operational Function to Another Intermediary Clause 6 An intermediary may outsource operational function to another intermediary as necessary for operating business
to specific regulations under other Notifications. Chapter 1 Outsourcing Operational Function to Another Intermediary Clause 6 An intermediary may outsource operational function to another intermediary
share disposal transaction constitutes an asset disposal transaction pursuant to the Notifications on Acquisition or Disposal, having the highest transaction value of 2.67 percent, calculated from the
, the SEC Office hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 October 2015. Clause 2 The following Notifications shall be repealed: (1) Notification
Securities Institute and other training institutes accepted by the Office; “Executive” means any director, manager and executive director including deputy manager, assistant manager, department director and
executive director including deputy manager, assistant manager, department director and any person holding an equivalent position but called otherwise, who are responsible for a line of work relating to the
to ensure that any preparation and giving of advice adheres to the generally-accepted principles and that such advice is substantiated by reliable documentation, including taking into consideration