, securities dealing or securities underwriting; (2) a person licensed to undertake the derivatives business in the category of derivatives agent or derivatives dealer; Repealed 3 ; “Notification on Standard of
Management1 Provide the names, nationality, addresses and functions of the issuer's directors and senior management or the person within the issuer who is responsible for the information contained in the
management or the person within the issuer who is responsible for the information contained in the registration statement. B. Advisers and Other Parties Provide the names and addresses of a. the issuer's
Investments in debt and net equity securities It shall disclose the rule of fair value assessment of each category of investments in debt and net equity securities namely cost price, price writing-off cost
each transaction, adequacy approximation of collateral and income recognition and transaction fee. 3.6 Investments in debt and net equity securities It shall disclose the rule of fair value assessment of
business affected to the third person, namely net balance account of creditor of trading of securities by cash client, encumbrance for deliver the securities result in short selling or securities borrowing
Capital market professional. For example, financial advisor, asset appraiser, credit rating agency, trust manager, etc. phanchul Typewriter [Input date] phanchul Typewriter [Fill in ALL latest applicant's
group of persons assume the responsibility to the completeness and accuracy of the information in the case where such juristic person or the non-juristic group of persons has the duty to submit
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