reference. Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers __________________ By virtue of Section 9 and
inaccurate financial positions in the financial statements, e.g. pseudo capital increase, accounting records without supporting factual evidence, inaccurate investment reports, and overexaggerated liquid
) Financial Report ( 83 ) About SEC ( 37 ) Act and Royal Enactment ( 24 ) Budget ( 21 ) Market Data ( 18 ) Intermediaries ( 10 ) Enforcement ( 9 ) Manual Select ( 8 ) Strategic Plan ( 8 ) investor ( 7
Derivatives Exchange and Derivatives Clearing House ________________________ By virtue of Sections 9, Section 60, Section 61 and Paragraph 1 of Section 89 in conjunction with Section 61 of the Derivatives Act
this English translation is strictly for reference. 3 Notification of the Securities and Exchange Commission No. Kor Thor. 66/2547 Re: Maintenance of Financial Position of Licensed Derivative Brokers
party 2.3 ( ) Acquisition of a juristic person under Section 258 ( ) Termination of status of a juristic person under Section 258 4. The highest price paid by the reporting person or person in the
, TRC’s financial manager, and (4) Ariya, Ounruen’s sister, had knowledge or possession of such inside information and the persons in (1), (2) and (4) had used such information to sell TRC shares in their
operating result change Excess 20% (Additional) Dear Sirs, We would like to report financial operating result for financial year ended June 30, 2019 as followings: 1. Our net loss before tax is 103.23 Million
that the auditor could not reach a conclusion on the valuation report of PACE’s equity investments in Pace One and Pace Three, conducted by an independent financial advisor, regarding the estimation of