Exchange Commission No. Kor Thor. 9/2556 Re: Segregation and Management of Client’s Assets In Case of Intermediary Being under Receivership by Court Order _____________________________ By virtue of Section 9
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The Derivatives Act The Derivatives Act B.E. 2546 SECTION 16. A derivatives business operator shall be a limited company or a public limited company, except for a derivatives advisor which may be an
punishments under Section 296 of the Securities and Exchange Act B.E. 2535 (1992), which were in force at the time of committing the offences. In addition, such offences are currently in violation of Section
by the Capital Market Supervisory Board by virtue of Section 247 of the Securities and Exchange Act B.E. 2535 as the offerors did not deliver the offer document (“Form 247-4”) to the shareholders of