working for Asia Plus Securities Co., Ltd. at the time of misconduct.Following the inspection report submitted by Asia Plus Securities and the subsequent examination conducted by the SEC, it was found that
trading decisions for the client. From examination of communications records, there was no sources of the orders; just transaction confirmations made by such investment consultant and the conversations
for such trading was made from the client account by {A} without the knowledge of the client.The {B} case was also lodged by an investor. The SEC's finding from an examination of conversation records
; assets to SEC with information that did not align with the facts found by the SEC's examination. This resulted in the consideration that Mr. Akalarp committed or permitted Zipmex Thailand to make
11.0223 246003852005-1 NINE นาย วันชัย พันธุ์วิเชียร Acquisition Stock 2.73 20.01 22.74 14/08/2019 2.73 20.01 22.74 2562-0325 NINE NATION MULTIMEDIA GROUP PUBLIC COMPANY LIMITED Disposition Stock 23.55
2562-0325 NINE NATION MULTIMEDIA GROUP PUBLIC COMPANY LIMITED Disposition Stock 23.55 -23.55 0 14/08/2019 23.55 -23.55 0 2562-0332 NINE NATION MULTIMEDIA GROUP PUBLIC COMPANY LIMITED Disposition Stock
Microsoft Word - (EN) NMG - SET Disclosure on BoD resolutions (23July18) (2) 1 Date 19 July 2018 Subject: The entering into the transaction of the disposal of all investments in Nation U Co., Ltd
16 August 2019 Subject: Report of significant resolutions of Board of Directors’ meeting Attention: Director and Manager The Stock Exchange of Thailand (SET) Nation Multimedia Group Public Company
Mr. Yanyong Intarasongkarw On 4 and 9 February, 2016, Mr. Yanyong Intarasongkarw colluded or agreed with others to trade Nation Broadcasting Corporation Public Company Limited (“NBC”) shares in