sectors, and showcased the strategy of SEC that realizes the significance of academic studies and papers towards the effectiveness in policy-making. Multiple honorable guest speakers from

increase  flexibility and effectiveness in business operations by delegating other persons, who are prepared to operate the business under the principle of principal-agent relationship. SEC has held three

find supporting evidence to satisfy the audit procedures due to limitation on scope of audit imposed by the company management in several matters including audit procedures to evaluate effectiveness of

at the joint press conference with the CCIB after the raid and arrest of the suspects on the same day: “This collaboration will enhance the effectiveness of law enforcement in prosecuting and

ของ WFE (3) ตองจัดตั้งและจัดการโดยบริษัท (“CIS operator”) ที่ไดรับใบอนุญาต ประกอบธุรกจิหลักทรัพยจากหนวยงานกาํกับดูแลหลักที่เปนสมาชิกของ IOSCO โดยยังคงดําเนนิธุรกิจ หลักทรัพยในตางประเทศนัน้และไม

market movements for that group of securities and vice versa. Tracking Error indicates the effectiveness of the fund’s returns in tracking the benchmarks. If the Tracking Error is low, it means that the

ผู้ย่ืนค าขออนุญาต ให้ผูรั้บผิดชอบในการด าเนินการ (“CIS operator”) ซ่ึงได้แก่ บริษทัหลักทรัพย์จัดการกองทุน ฮ่องกง (Hong Kong Covered Management Company) หรือตัวแทนในประเทศไทยของ CIS operator (“local

ETF operator are subject to supervision of foreign regulator which is a member of International Organization of Securities Commissions (IOSCO); (2) having objective to create return for unit holders

person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of instruments and the examination of the management on compliance with the

of fund management business shall be prescribed in writing and the person responsible for risk management who is independent from the operator shall be assigned; (2) The calculation of fair value of