Bangkok, February 16, 2015 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against nine alleged offenders for falsifying documents and accounts and  corporate

KTB Securities? investigation report. From the SEC probe, it was found that the complainant was lured into transferring money into a bank account at KTB Securities for payment of securities trading and

Section 56 in conjunction with first paragraph of 274 of SEA. The case was resulted from the action on June 30, 2005, where the SEC had filed complaints with Department of Special Investigation ("DSI

Following a referral from the Stock Exchange of Thailand (SET) in March 2023 and the SEC’s further investigation, the findings and evidence indicated that during 5 August – 9 November 2022, these

, court fees to be paid as much as the plaintiff won the case. Therefore, the Court has issued the warrant for enforcement and begun investigation against the Defendant’s properties and it has been found

enforcement order to seize the property in accordance with the procedure. At present, it is in the defendant’s property investigation process. 1.2 Muse Group Bangkok Company Limited is in debt to the Company

investigation against the Defendant’s properties and it has been found that the Defendant does not currently engage in any business whatsoever and is in the progress of bankruptcy proceeding with the debtor. 1.2

ตั้งขึ้นเฉพาะกิจ เชน กองทุนเพื่อแกไขปญหาในระบบสถาบันการเงิน เปนตน 2 Principle 8 states that the regulator should have comprehensive inspection, investigation and surveillance powers. Principle 9

Following an inspection report from KBANK, a limited broker dealer and underwriter (LBDU) licensee, and the SEC’s further investigation, it was found that some employees of the bank, who acted as

According to the referral from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, Warot and Jeeranan, former EY assistant auditors, were involved in irregular securities and