) bills; (4) shares; (5) debentures; (6) investment units which are instruments or evidence representing the rights to the property of a https://www.sec.or.th/TH/Documents/ActandRoyalEnactment/Act/translate
category of private fund management; (7) “Specified property fund” means any mutual fund which https://publish.sec.or.th/nrs/4685pe.doc Section 4 instruments or evidence representing the rights to the
, covering the risks of various financial instruments and revision to the definition of special debts to encompass additional categories of outstanding debts. The SEC received valuable feedback and
example, they must ask the clients to do suitability test before giving advice. In this regard, the SEC updated the progress of upcoming regulations on Basel III additional tier 1 and tier 2 instruments
instruments or financial transactions: (1) shares of an investment company; (2) unit trust certificates; (3) instrument or evidentiary documentation showing the right in the assets of foreign collective
Holding Company investing in retail business such as mobile phone distribution and accessories, non-performing debt management, real estate development, hire purchase (associated company), personal loan