SEC issues regulation prohibiting digital asset business operators from facilitating the use of digital assets as a means of payment The BOT and the SEC previously discussed and reviewed the benefits
เอกสารประกอบการสัมมนา คลิปงานสัมมนา งานสัมมนาออนไลน์ The 1st SEC Thailand International Digital Asset Webinar “ Policy Implication for Digital Asset Regulation: A Peek at Global Movements https
https://publish.sec.or.th/nrs/7039pe.doc documentation.doc firm’s compliance with its system of quality control or for a longer period if required by law or regulation? 3 Does the firm have policies and
format and procedure provided in the electronic work system of the Office. Clause 2. The license for undertaking securities business pursuant to the Ministerial Regulation Concerning Granting of https
of qualifications or possession of prohibited characteristics under Section 21; (5)4 termination by the https://www.sec.or.th/cgthailand/EN/Documents/Regulation/SECAct_amend_index.pdf 5843se.pdf
กรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ shall deposit such assets and deposit money to secure payments of related costs at the deposit office according to the law, regulation, and rule on property deposit
paperless filing of mutual funds The SEC is proposing to amend the regulation on filing the application for establishment and management of mutual funds by allowing electronic submission of all required