Commission Notification of the Securities and Exchange Commission No. KorThor. 45/2547 Re: Determination of Undertaking which is not Deemed to be A Derivatives Dealer By virtue of Section 3 and Section 9 of

relevant documents in support of this application. Part A: ARFP Passport Fund Information 1) Name of ARFP Passport Fund: ______________________________________________ Class (if applicable

enclosed all relevant documents in support of this application. Part A: ARFP Passport Fund Information 1) Name of ARFP Passport Fund: ______________________________________________ Class (if applicable

. “relevant offering information” means the following information: (1) amount and selling price; (2) offering period; (3) rate of return; (4) details of subscription, underwriting and allocation; (5) credit

e-service Online Submission See canceled document Derivatives Dealer >> Registration   Type Title Section See Document Status Notified Date Effective Date 1. Act   The Derivative Act B.E. 2546   16 03

เรียกว่า Over the counter (OTC) คือผู้ซื้อผู้ขายเจรจาต่อรองการซื้อขายกันเอง สำหรับในประเทศไทยผู้ทีมีบทบาทสำคัญในระบบการซื้อขายแบบนี้ ประกอบด้วย ดีลเลอร์ (Dealer) หมายถึง ธนาคาร บริษัทหลักทรัพย์ หรือสถาบัน

business in the category of derivatives broker or derivatives dealer; “ investment limit ” means the investment limit of capital market products denominated in foreign currency which is allocated by the SEC

category of derivatives broker or derivatives dealer; “investment limit” means the investment limit of capital market products denominated in foreign currency which is allocated by the SEC Office by the

securities brokerage, securities dealing or securities underwriting; (2) a person licensed to undertake the derivatives business in the category of derivatives agent or derivatives dealer; Repealed3

, securities dealing or securities underwriting; (2) a person licensed to undertake the derivatives business in the category of derivatives agent or derivatives dealer; Repealed 3 ; “Notification on Standard of