the Company has securities listed on a stock exchange of another country, identify the name of such stock exchange and whether or not it is the main stock exchange. 5.5 Financial institution with
to licensees' intention and a linkage of renewal training results from the training institutes with the SEC system. This digital approach will bring more convenience to more than 80,000 current
- Deputy Director General of Securities Research and Training Center (SRTC) Mr. Nguyen Quang Thuong, Deputy Director General และคณะผู้บริหารจาก The State Securities Commission of Vietnam (SSC) ในโอกาสมาดูงาน
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดการอบรมหลักสูตรอบรมความรู้เกี่ยวกับการกำกับดูแลการปฏิบัติงาน (ASCO Compliance Training Program
to create scenarios and conduct training sessions focused on both technical and strategic responses to cyber threats. The program was divided into two stages: hands-on technical simulated training lab
experience, for example, education, employment record, affiliation, job positions, work experience, test/training records, certification numbers of locally certified public accountants/international certified
specify) Full name as per Passport Date of birth (DD/MM/YYYY) Passport number Identification number Country of issue of Passport CPA license number Issued by Country Home address City State Postcode Country
The SEC Thailand also proposed to be a host country candidate for the IOSCO Annual Conference in 2022 – the year of the SEC Thailand’s 30th Anniversary. The official proposal will be submitted to
novel Coronavirus (COVID-19) in the country, SEC has considered appropriate to revise the holidays of securities companies and derivatives business operators and, therefore, announced the cancellation
other’s fund standards. In this connection, the SEC has issued regulations for such cross-border offerings of funds under HK-TH MRF. Essentially, a fund to be offered to retail investors in the host country