) Board of Directors 1. Mr. Apichai Taechaubol 2. Mr. Anukul Ubonnuch 3. Mr. Krittawat Taechaubol Source of Investment fund From the working-capital of the Company Connected transaction characteristic This
. ___________________________ Note: The misconduct of the investment consultants, one of whom was also branch manager, is a violation of Clause 23(2), and a prohibited characteristic of capital market personnel under Clause 31
. _____________________________Remark: * Clause 23(2) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor
“derivatives broker” means a person licensed to undertake derivative business in the category of derivatives brokerage, excluding a commercial bank under the law on financial institution business; (2) “net
Section 49 of the Derivatives Act B.E. 2546 (2003), the Securities and Exchange Commission hereby issues the following regulations: Clause 1 In this Notification: (1)3 “derivatives broker” means a person
ทรัพย์สินในส่วน ที่เกี่ยวข้องต่าง ๆ ด้วย ทั้งนี้ ผู้ประกอบธุรกิจ PF ที่ประสงค์จะท า self-custody ต้องได้รับความเห็นชอบ เป็นผู้รับฝากทรัพย์สินจากส านักงาน ยกเว้นกรณีเป็นผู้ประกอบธุรกิจหลักทรัพย์ เช่น broker
/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission Kor Thor. 11/2553 Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives
. Notification of Capital Market Supervisory Board TorThor. 22/2553 Rules on the Undertaking Derivatives Business for Derivatives Broker and Dealer in the Category of Registered Type (Codefied) 01/06/2010
of the Securities and Exchange Commission Kor Thor. 11/2553 Registration of Derivatives Business Operator In the Category of Derivatives Broker and Derivatives Dealer (Codefied) 15/07/2010 01/08