conducted a public hearing on the related draft notification in this matter in November 2023, with which most of the expressed views are in agreement as proposed. To encourage securities issuing and

positions at securities issuing companies or securities companies, with the maximum applicable statutory penalties. Furthermore, the SEC has reported the proceedings in this case to the Anti-Money Laundering

Given the prolonged period of low interest rate in the Thai bond market, many debt securities issuers are increasingly issuing for sale subordinated perpetual bonds which have more complex

amended regulations in this matter have come into force since 16 July 2021. The AIMC is responsible for issuing relevant rules under the SEC’s approval, as part of the investor protection mechanism. If

, such as, the first-time stock sale for the public or the Initial Public Offering (IPO), the issuing and sale of various types debentures and bonds, the method of fund-raising via crowdfunding, as well

จำกัด (สิงคโปร์) จัดอบรม หัวข้อ “SEC Boot Camp: Your Practical Guide to Issuing Green Bonds” โดยมี Mr. Gilles Pascual, Programme Director of EY Corporate Services,  Ms. Ivy Lau, Project Manager for

development of all-sector participation, both public and private. The cooperation under the MOAs includes monitoring and oversight of listed companies, issuing companies and regulated agencies under the SEC

director or executive position at any issuing and listed companies* for two years and one year, respectively.   ___________________________ *Notification of the Securities and Exchange Commission No. Kor

securities issuing company and listed company under the relevant notification, they, therefore, can no longer perform their duties as directors or executives of a securities issuing company and listed

, agencies, companies or related parties. When such fraudulent schemes are found, suggestions for deterrence actions to be taken include issuing investor warnings through the organization’s web site(s) and