. Notification of the Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries
conditions or process any necessary matters as regard the Acquisition Transaction of the signing of the Agreement, memorandums or any documents and liaison with government agencies upon approval of the
Chapter 8; (8) handling of complaints, as detailed in Chapter 9; (9) retention of information and documents, as detailed in Chapter 10; Part 4 The SEC Office’s Power Clause 5 In order for this Notification
for Approval for the Establishment of a Fund _____________ Division 1 Features of the Fund to be Approved _______________ Clause 9 The documents of the fund applying for approval of establishment shall
documents of the fund applying for approval of establishment shall contain the stipulations indicating the features of the fund as follows: (1) being a close-ended fund except when the redemption is clearly
designee of Chairman to final the details of required documents and offering issues. This agenda will be subject to the approval of the Annual General Meeting of Shareholders No. 1/2018. 4. Approved the
Section 92 of the Securities and Exchange Act B.E. 2535 (1992) permits securities companies to establish a branch office upon approval from the Office where the request for permission and granting