authorization from client to make securities trading decisions on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for
Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved capital market investment consultant for two months, effective from February 9, 2015
therefore suspended {A} from his duty as the approved securities investment consultant for one month, effective from February 23, 2015.---------------* Clause 20(2) of the Notification of Capital Market
behalf of clients were in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended {A} from her duty as the approved
*. The SEC, therefore, suspended Acting Subbieutant Saroj from his duty as the approved securities investment consultant for a year and 2 months. Having considered that {A} had already been suspended by
its rightful benefit. In this regard, they jointly proceeded to receive the board of directors of UWC's approval to sell all Oscar Save the World Company Limited ("OSCAR") shares held by
of its rightful benefit. In this regard, they jointly proceeded to receive the board of directors of UWC's approval to sell all Oscar Save the World Company Limited ("OSCAR") shares held
rightful benefit. In this regard, they jointly proceeded to receive the board of directors of UWC's approval to sell all Oscar Save the World Company Limited ("OSCAR") shares held by UWC (55
% of said NTA of Baht 172.52 million. Accordingly, said transaction volume warranted the company to seek approval from The Board of Directors and to report said information to the SET, without having to